Essays Tagged: "Securities Act of 1933"

Business Plan

rade Marks, and Service Marks, id requirements, and Privacy Rights to go by. Then there are Federal securities Laws, to be precise the Securities Act of 1933, and the Securities Exchange Act of 1934. ... ize business normally with having 1-3 people you have Minimum wage/Fair Labor Act, Overtime, Social Securities, Medicare/FICA, Equal Pay Act, Immigration Reform Act, Federal Unemployment, OSHA Act of ...

(5 pages) 137 0 5.0 Jul/2004

Subjects: Businesss Research Papers

Self-regulation v/s Government regulation

ses fair, they need to be regulated. This ensures a level-playing field for all and promotes fair practices. A question that arises then is: who should regulate? Should the industries and businesses b ... n come together to determine what is the minimum acceptable criteria in all aspects of any business activity. This would involve voluntary measures taken by the respective business organizations to en ...

(2 pages) 57 0 5.0 Jul/2006

Subjects: Businesss Research Papers

Functions of Public Relations

ers could very well include employees. Investor relations came to light in the mid -1930s after the Securities Act of 1933 and the Securities Act of 1934. (Seitel) The main goal of Investor relations ...

(4 pages) 663 0 5.0 Mar/2007

Subjects: Businesss Research Papers > Marketing


Morgan Bennett Mr. Harris History Honors- Per 5 April 2001 The Securities and Exchange Commission In 1934 the Securities Exchange Act created the SEC (Securities a ... the Great Depression of the 1930s. It was created to protect U.S. investors against malpractice in securities and financial markets. The purpose of the SEC was and still is to carry out the mandates ... the mandates of the Securities Act of 1933: To protect investors and maintain the integrity of the securities market by amending the current laws, creating new laws and seeing to it that those laws a ...

(8 pages) 80 0 4.7 Feb/2008

Subjects: Businesss Research Papers > Accounting

Initial Public Offering

isting requirements will differ between the New York Stock Exchange (NYSE), National Association of Securities Dealers Automated Quotation System NASDAQ and American Stock Exchange (AMEX). Listing req ... s, management and financial health. Part two contains additional information accessible through the Securities and Exchange Commission (SEC). In addition to a business summary, income statements and b ...

(8 pages) 205 0 4.4 Apr/2008

Subjects: Businesss Research Papers > Accounting

Ethics and Compliance Finance For Business

uding termination. (Wal-Mart Statement of Ethics, 2008)Wal-Mart, as do all companies that offer new securities to the public, has to comply with the Securities Act of 1933, the Securities Act of 1934, ... he key acts that created regulations that Wal-Mart and other companies that want to issue and trade securities publicly have to follow. The regulation enforcer to these Acts is the United States Secur ...

(11 pages) 130 0 0.0 Feb/2009

Subjects: Businesss Research Papers > Accounting

JetBlue Case Study

whether to sell, buy or hold the shares1.b.The valuation of several companies is used to decide the securities that the portfolio should concentrate on: those that seem to it to be undervalued by the ... ter the all hands meeting, the company enters the "quiet period". This is the time during which the Securities and Exchange Commission (SEC) restricts the company to increase any form of publicity to ...

(25 pages) 215 0 5.0 Apr/2009

Subjects: Businesss Research Papers > Case Studies

Securities and Exchange Commission

The U.S. Securities and Exchange Commission also known as "the SEC" is an Agency that was created by the Fede ... t investors, maintain fair, orderly, and efficient markets, and facilitate capital formation" (U.S. Securities and Exchange Commission, 2008). In other words, it was created to maintain order between ... nsible for overseeing seven laws that were created by the Federal Government and used to govern the securities industry today. Those seven laws were passed and have been updated for several decades an ...

(5 pages) 69 0 3.0 Jun/2009

Subjects: Businesss Research Papers

The Sarbanes-Oxley Act of 2002

rs losing millions upon millions of dollars, but it really diminished everybody's confidence in the securities markets. Realizing that change had to be made and looking to restore the nation's confide ... egative effects of the bill are.Before Sarbanes-OxleyBefore the Sarbanes-Oxley Act was created, the Securities Act of 1933 was the major regulatory law. The Securities Act of 1933 has two basic object ...

(12 pages) 4 0 0.0 Oct/2014

Subjects: Businesss Research Papers