Corporate compliance plan

Essay by 12jacUniversity, Master'sA, November 2009

download word file, 11 pages 0.0

AbstractThe Purpose of this document is to provide a corporate compliance plan for Riordian Industries, a Fortune 1000 enterprise with revenues in excess of $1 billion. Riordian Industries is an organization dedicated to the strictest corporate compliance as relating to implement enterprise risk management based on the Committee of Sponsoring Organization of the Treadway Commission (COSO). Riordian Industries is projected to have annual earnings of $46 million and has 550 employees. The firm specializes in internationally renowned and patented plastic designs within its four locations, California, Georgia, Michigan and China. The subsequent material is an overview of Riordain's expectations for code of business conduct and ethics. The focus of this outline will include a strategy for preventative measures for managing the legal aspects of business pertaining to the plastics industry. This plan will address the following legal and ethical topics, Alternative Dispute Resolution, enterprise liability, product liability, international law, tangible and intellectual property, legal forms of business and governance.

Code of Business Conduct and Ethics for Riordian Industries Inc.

This code of business conduct and ethics provides clear guidelines for legal and ethical standards for conducting business, while adhering to policies, procedures, and applicable laws. The scope of this document pertains to all employees, officers and directors of Riordian Industries Inc. and its subsidiaries. The intention of this code is to foster a corporate culture that prevents wrongful conduct and promotes honesty and integrity. This includes ethical steps of conflict resolutions between personal and professional relationships that are specific to alternative dispute resolution (ADR). As part of doing business with Riordian, employees with internal reporting responsibilities must use prompt, fair, accurate, and understandable measures to disclose all accounting reports and documents for Riordian Industries. The reports that are filed with, or submitted to the Securities and Exchange Commission and...